Webinars

Ethics training doesn’t have to be dull or boring.

The first webinar of the month will be Ethical Challenges 2017  (Course ID #223620) and the second webinar of the month will be ETHICS 2017 (Course ID #223621). Sessions are held at varied days and times to accommodate different time zones.  Click on the link to the left to register.

Ethical Challenges 2017  also includes animated videos and lots of interaction to keep you involved and learning. Participate in an informative and engaging session while evaluating a series pf ethical challenges faced by five fictional CFP® professional.

ETHICS 2017  also features lots of interaction to keep you involved and learning. Participate in an informative and engaging session while evaluating the decisions faced by four advisors and their clients. 

Both Ethical Challenges 2017  and ETHICS 2017 are accepted by CFP Board for 2 hours of ethics CE. Either will meet your ethics requirement. Both cover the six learning objectives listed below:

1. Define and discuss a financial planning engagement, material elements of financial planning, and the financial planning process.

2. Analyze specific fact patterns to determine if a financial planning relationship exists.

3. Differentiate between the standards of care set forth in Rules 1.4 and 4.5 of the Rules of Conduct, and apply each standard of care to specific factual situations.

4. Apply each Practice Standard set forth in the Financial Planning Practice Standards to a hypothetical financial planning engagement.

5. Identify the information that must be disclosed to the client in writing by a CFP® professional who is engaged in a financial planning relationship or providing material elements of financial planning.

6. Define the required information that must be disclosed to clients and prospective clients, when that information must be disclosed, and apply each disclosure requirement to specific factual situations. (This includes but is not limited to the compensation and conflict-of-interest disclosure requirements set forth in Rule 2.2 of the Rules of Conduct and Practice Standards 100-1, 400-3, and 500-1.)




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